Mark’s career has spanned 16 years with senior level roles ranging from Big 6 Banks to boutique wealth management and insurance firms. He has led projects that include compliance, sales strategies and enterprise-wide technology for thousands of registered investment professionals nationally. He was most recently SVP and Chief Compliance Officer for a Vancouver Exempt Market Dealership/Asset Management Corporation where he provided oversight for the operations, sales, and regulatory audits at the firm.
Mark is currently focused on Western Wealth Capital’s mutual fund trust and the associated capital raising efforts. Mark’s experience in the IIROC, MFDA, and EMD regulatory environments as well as his senior sales management experience set him up well to navigate the balance required to bring the company into new channels.
Mark’s combination of experience is a terrific fit for Western Wealth Capital as the company launches new funds through investment advisors in the IIROC world, EMDs and other institutions.
